Sleep
quality and endocrine markers of sleep quality
Summary prepared by Eve Van Cauter in collaboration with
the Allostatic Load Working Group. Last revised September, 1997.
Chapter Contents:
a. Definition
b. Measurements
c. Relationship to SES
d. Relationship to health
e. Sleep quality as a marker of allostatic load
f. References
Definition 
Sleep quality refers both the subjective assessment given by the subject of how
restorative and undisturbed his/her sleep has been (via a standardized questionnaire) and
to a series of objective measures which may be derived from polygraphic recordings (in the
laboratory or at home) or from recordings of wrist activity movements (wrist actigraphy
monitoring), and/or head movements and eyelid movements ("Nightcap" monitoring).
Subjective and objective measures of sleep quality are not necessarily concordant. The
most commonly used objective measure of sleep quality is an index of sleep fragmentation
which may be derived from all three types of recordings. However, the amount and depth of
nonREM sleep, the amount of REM sleep and the temporal organization of nonREM and REM
stages are clearly major components of the complex concept of sleep quality.
Sleep exerts major modulatory effects on endocrine function (1). For
some hormones (e.g. GH), 50-75% of the total daily secretion is dependent on sleep and is
eliminated by total sleep deprivation. There is good evidence to indicate that sleep
disorders are associated with decreased levels of IGF-1, presumable because of reduced GH
secretion. For other hormonal axes (i.e. the corticotropic and thyroid axes), sleep exerts
inhibitory influences, resulting in lower nocturnal concentrations when the subject is
asleep than if the subject remains awake throughout the night. Finally, sleep also affects
endocrine function on the following day. Following a night of partial or total sleep loss
or several nights of sleep curtailment, the quiescent period of cortisol secretion is
abridged and evening cortisol levels are elevated.
Measurements
A well validated instrument for the
measurement of subjective sleep quality is the Pittsburgh Sleep Quality Index
questionnaire which provides a global score of sleep quality on a scale of 1-21 (2,3).
The most commonly used measure of objective sleep quality is
"sleep efficiency", defined as the percentage of time in bed spent asleep. Thus,
if a subject wishes to have an 8-hour sleep period, takes 30 min to fall asleep, wakes up
30 min before the scheduled end of the sleep period and experienced a number of awakenings
interrupting sleep for a total of 60 min, the sleep efficiency is 6 hrs/8 hrs = 75%.
Since there is good evidence to indicate that reduced sleep duration
and/or quality is associated with decreased activity of the somatotropic axis and
increased activity of the corticotropic axis, measurements of IGF-1 concentrations and of
evening cortisol levels may be considered as endocrine markers of sleep quality.
Limitations on the use and interpretation of IGF-1 include the need to draw blood and the
fact that the hormone is affected by multiple factors besides sleep quality. In contrast,
accurate measurements of biologically active cortisol levels may be obtained on saliva
samples and multiple saliva samples collected between early evening (e.g. 18:00) and
bedtime provide an excellent estimation of the "quiescent period of cortisol
secretion".
Relationship
to SES
To the best of my knowledge, there is no published
information on the possible relationship between sleep quality and SES. It is likely that
individuals with high SES may have more control on their sleep duration and sleep
conditions and also more opportunities to recover sleep following sleep loss. In an
ongoing study, we have shown that metabolic and endocrine disturbances associated with a
sleep debt accumulated over several consecutive days may be entirely reversed by extending
the rest period for a few days. The opportunity to recover sleep loss is therefore likely
to be an important component of health status across adulthood.
High SES is rarely found in shift workers, who have a chronic sleep
debt and are at high risk for a number of pathologies, including cardiovascular,
digestive, and psychiatric disease. The relative contribution of the accumulated sleep
loss versus the misalignment of the imposed sleep-wake cycle and the endogenous circadian
rhythms in the development of these pathologies remain to be demonstrated.'
Finally, another area where sleep quality and SES may interact is urban
violence. In inner city slums, the night is a time of increased danger and violence which
is not conducive to good sleep quality. Interestingly, a number of studies have shown that
sleep loss increases irritability and depresses mood. The possible contribution of sleep
loss to violent behavior has never been considered, let alone investigated.
Relationship to health
The importance of good sleep for good mental and physical
health may seem obvious but is still a matter of controversy in the field. Well-controlled
studies have shown that total sleep deprivation kills a rat in approximately two weeks.
Less drastic studies in humans have indicated that sleep deprivation impairs immune
function. Sleep apnea is associated with a variety of neuroendocrine disorders. Our own
studies have indicated that sleep loss is associated with an alteration in
hypothalamo-pituitary-adrenal (HPA) function on the following day, consisting of an
elevation of evening cortisol concentrations (4). The normal day long decline in cortisol
levels which follows the early morning elevation appears to occur at a slower rate in
sleep-deprived subjects or in subjects running a "sleep debt".
Figure 1

This delay in the onset of the quiescent period of cortisol secretion, which normally
occurs during the evening and early part of the night, suggests that the mechanism of HPA
recovery from stimulation is affected by sleep loss. Thus, sleep loss may alter the rate
of recovery of the HPA response to endogenous stimulation by circadian factors. These
findings raise the possibility that the resiliency of the HPA axis to exogenous
stimulation by stressors may also be affected by sleep loss. Because both animal and human
studies have indicated that deleterious central as well as metabolic effects of HPA
hyperactivity are more pronounced at the time of the usual trough of the rhythm (i.e. in
the evening in the human) than at the time of the peak (i.e. in the morning in the human),
modest elevations in evening cortisol levels occurring in conditions of chronic sleep loss
could facilitate the development of central as well as peripheral disturbances associated
with glucorticoid excess, such as memory deficits and insulin resistance (5,6).
Sleep quality as a marker of allostatic load
Sleep loss resulting from a biological inability to obtain
sufficient amount and/or quality of sleep is highly prevalent. In particular, sleep
disturbances are one of the major health complaints of older adults and consist primarily
of increased amounts of wakefulness and reduced amounts of deep sleep as well as REM
sleep.
Figure 2

Figure 2 shows the chronology of the age-related alterations in deep sleep (slow wave
sleep), GH secretion, REM sleep and evening cortisol levels. Interestingly, the same
alteration in HPA regulation demonstrated in normal young subjects after sleep loss is
found in normal aging (7), which is also associated with increased evening levels of
plasma cortisol and decreased resiliency of the HPA axis (8,9). Age-related sleep
disorders could be involved in a feedforward cascade of negative effects because the
fragmentation of sleep which typically occurs in the elderly (10) is likely to result in
elevated evening cortisol secretion and, since nocturnal exposure to increased HPA
activity may promote sleep fragmentation (11,12), further impairing sleep quality. It is
also likely that the mechanisms of recovery from sleep loss are impaired in aging,
resulting in an ever decreasing ability to reverse the adverse impact of sleep loss on HPA
function.
References
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